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Channel: National Mortgage Professional Magazine - Michael J. Wallace Esq.
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Marketing Compliance Corner: Wholesaler Risk

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Compliance_Pic/Credit: Phil Ashley

Wholesale lenders may be held responsible for various actions of their brokers, bankers and correspondents (brokers). The wholesaler, in establishing a relationship with the broker, is responsible for due diligence. For example, the wholesaler may approve title insurance agents, appraisal companies and determine that sound underwriting/processing standards are followed. By underwriting the file or reviewing the underwriting, the wholesaler minimizes its risk.Click to continue


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